Kaplan Securities Industry Essentials License Exam Manual 2nd Edition Comprehensive Exam Prep Book Kaplan Financial Education

Kaplan Securities Industry Essentials License Exam Manual 2nd Edition Comprehensive Exam Prep Book Kaplan Financial Education – Ebook Instant Download/Delivery ISBN(s): 9781078803243, 1078803242

Product details:

• ISBN 10: 1078803242
• ISBN 13: 9781078803243
• Author: Kaplan Financial Education

Partner with the industry leader in securities licensing exam preparation. Kaplan provides the critical knowledge needed to help you succeed on the Securities Industry Essentials (SIE) exam. Our content development is based around the SIE Exam Content Outline provided by FINRA.

The primary exam topics are:

• Understanding Products and Their Risks;
• Understanding Trading, Customer Accounts, and Prohibited Activities;
• Knowledge of Capital Markets; and Overview of Regulatory Framework.

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